BROADRIDGE FINANCIAL SOLUTIONS, INC.BR

Broadridge is scaling agentic AI while building infrastructure for tokenized markets.

“3 Key messages Broadridge is delivering today while building the digital, agentic, and tokenized business of tomorrow Fourth quarter results capped off a strong Fiscal Year 2026, including 8% Recurring revenue growth constant currency, 12% Adjusted EPS growth, 110% Free cash flow conversion, and Closed sales of $305 million Broadridge is executing across Governance, Capital Markets and Wealth & Investment Management while building the infrastructure for the markets of tomorrow by driving digital communications, scaling agentic AI, and accelerating tokenized assets The evolution toward tokenized markets is a tailwind and significant opportunity for Broadridge as we build a leadership position across our franchises Broadridge returned over $1 billion to shareholders in Fiscal Year 2026 through dividends and a record $600 million of share repurchases. Our Board has authorized a 12% increase in the annual dividend, the 20th annual increase in our 20 years as a public company Fiscal Year 2027 guidance calls for another strong year, including 6-8% Recurring revenue growth constant currency and 8-12% Adjusted EPS growth while funding tokenization, AI, and platform investments 1 2 3 4 5”

Agentic AI drives productivity and managed-services sales for Broadridge clients.

“5 FY'22 FY'23 FY'24 FY'25 FY'26 …simplifying and innovating in Capital Markets… $1.2B14%5% Y-O-Y GROWTH FY’26 RECURRING REVENUE Avg. Annual Growth $1.2B HIGHLIGHTS 1 CQG acquisition expands our institutional capabilities across futures and options and contributed to a significant Q4 competitive win Extended trading is increasing demand for real-time trade processing and position management capabilities Agentic AI is driving a step-change in productivity and strong managed-services sales, with up to 30% Day 1 operational cost reduction for clients across Capital Markets and Wealth 2 3”

Broadridge CEO states the company is positioning for an agentic future.

““Broadridge is delivering strong results today while positioning our company for an exciting digital, agentic, and tokenized future,” said Tim Gokey, Broadridge’s CEO.”

Broadridge is leaning into Agentic AI to drive growth and productivity.

““We are building the infrastructure for the markets of tomorrow,” Mr. Gokey continued. “We are enabling Governance solutions for tokenized assets, reinventing shareholder engagement, and digitizing communications. We are transforming collateral management and integrating tokenized assets into our Wealth and Capital Markets platforms. Across Broadridge, we are leaning into Agentic AI to drive growth and productivity.”

Broadridge provides technology platforms for capital markets, wealth, and investment management.

“Our Global Technology and Operations business provides mission-critical, scale infrastructure to the global financial markets. We offer capital markets and wealth and investment management firms modern technology to enable growth, simplify their technology stacks, and mutualize costs across both traditional and tokenized assets. Our highly scalable, resilient, component-based platform automates the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, from order capture and execution through trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting and custody-related services. Our Wealth Management business provides solutions for advisors and investors and streamlines back- and middle-office operations for broker-dealers by providing systems for critical post-trade activities, including books and records, transaction processing, clearance and settlement, and reporting. Our Investment Management business provides portfolio and order management solutions for traditional and alternative asset managers, which bring insights into trading, portfolio construction, risk, and analytics. Our solutions connect asset managers to a global network of broker-dealers for trade execution and post-trade matching and confirmation. In addition, we pr”

Broadridge incorporates agentic AI into managed services, offers BondGPT with agentic capabilities, and develops AI applications.

“• Capital Markets. Global institutions have a strong need to simplify their complex technology environment, and our global, multi-asset-class technology platforms address this need. As a leader in global trade lifecycle management, we are driving next-generation solutions that simplify our clients’ operations, improve performance and resiliency, evolve to global operating models, adapt to new technologies, and enable our clients to better manage their data. We continue to leverage emerging technologies such as blockchain and AI to deliver innovative solutions to our clients. Our blockchain-enabled DLR solution combines distributed ledger technology with existing market settlement infrastructure to provide clients with added flexibility to manage their liquidity needs and execute cross-border intraday repo transactions. Broadridge is also focused on launching new non-repo solutions through our expanded distributed ledger platform (“DLx”). In addition, we are incorporating agentic AI into our fully managed services, where Broadridge runs operations end-to-end, or clients can deploy Broadridge’s agentic platform and technology directly into their own infrastructure. In addition, we have a number of AI-driven solutions such as BondGPT with agentic capabilities and continue to develop new AI applications to create a more efficient trading process for our clients. We also continue to develop component solutions that meet the regulatory, risk, data, and analytics needs of our client”

Broadridge states risks from developing and deploying AI including agentic AI in products and operations.

“Our ability to attract and retain clients depends on our capacity to develop and support innovative products and services, including through developing or deploying emerging technologies such as artificial intelligence. Some of our products, services and processes leverage AI, including both machine learning and Generative and Agentic AI, and we continue to make investments in initiatives focused on the further development and deployment of these technologies. However, there is no assurance that our use or development of AI will enhance our products or services or their marketability, improve operating results, or deliver anticipated benefits, and our product development initiatives involving AI may be unsuccessful. While implementation of these technologies offers the potential for innovation and competitive differentiation, it also poses significant risks and uncertainties, especially given its early stage of commercial adoption. The use of AI in our product initiatives and offerings or services, or in our internal business operations, may give rise to risks related to accuracy, bias, discrimination, intellectual property infringement, misappropriation or leakage of proprietary, confidential and personal information, defamation, data privacy, and cybersecurity. Any error, defect, or vulnerability in our AI-powered products or business processes could undermine the quality of our products and services, adversely impact our clients’ businesses, subject us or our clients to re”

Broadridge provides technology platforms for capital markets, wealth, and investment management.

“• Global Technology and Operations - Broadridge’s Global Technology and Operations business provides mission-critical, scale infrastructure to the global financial markets. Broadridge offers capital markets, wealth and investment management firms modern technology to enable growth, simplify their technology stacks and mutualize costs across both traditional and tokenized assets. Broadridge’s highly scalable, resilient, component-based platform automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, from order capture and execution through trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting and custody-related services. Broadridge’s Wealth Management business provides solutions for advisors and investors and also streamlines back and middle-office operations for broker-dealers by providing systems for critical post-trade activities, including books and records, transaction processing, clearance and settlement, and reporting. Broadridge’s Investment Management business provides portfolio and order management solutions for traditional and alternative asset managers, which bring insights into trading, portfolio construction, risk and analytics. Broadridge’s solutions connect asset managers to a global network of broker”

Broadridge reports 25% efficiency gains on headcount through Agentic AI in managed services and has AI-native voting policy engine and data layer.

“11 Leading Tokenization Driving Digitization • 91% of proxy communications already digitized • Delivering fourth consecutive year of double-digit digital revenue growth • Serving over 6 million accounts with our flagship omnichannel Wealth in Focus platform • Expanding client partnerships to accelerate digital transitions • Live with tokenized governance platform, powering the first on- chain U.S. public company proxy vote • Powering proxy voting and governance for leading global tokenized trading platform • Delivering seamless, integrated platform for tokenized and crypto assets in Canada • Broadridge NYFIX routing crypto orders globally • $354B tokenized per day on Distributed ledger Repo platform, up 392% YoY Broadridge is driving innovation at scale Scaling AI • $800B+ in assets on AI-native custom voting policy engine for asset managers • Global Demand Model adopted by 23 top asset managers managing over $45T • 25% efficiency gains on headcount through Agentic AI in Broadridge’s managed services • Accelerating client onboarding with AI powered data mapping • Platform data layer enabling client AI”

Broadridge reports 25% efficiency gains on headcount through Agentic AI in its managed services.

“5 Leading Tokenization Driving Digitization • 91% of proxy communications already digitized • Delivering fourth consecutive year of double-digit digital revenue growth • Serving over 6 million accounts with our flagship omnichannel Wealth in Focus platform • Expanding client partnerships to accelerate digital transitions • Live with tokenized governance platform, powering the first on- chain U.S. public company proxy vote • Powering proxy voting and governance for leading global tokenized trading platform • Delivering seamless, integrated platform for tokenized and crypto assets in Canada • Broadridge NYFIX routing crypto orders globally • $354B tokenized per day on Distributed ledger Repo platform, up 392% YoY Broadridge is driving innovation at scale Scaling AI • $800B+ in assets on AI-native custom voting policy engine for asset managers • Global Demand Model adopted by 23 top asset managers managing over $45T • 25% efficiency gains on headcount through Agentic AI in Broadridge’s managed services • Accelerating client onboarding with AI powered data mapping • Platform data layer enabling client AI”

Broadridge is deploying agentic AI in its OpsGPT to help clients reduce cost and complexity.

“5 FY'21 FY'22 FY'23 FY'24 FY'25 …simplifying and innovating in Capital Markets… $1.1B14%6% Y-O-Y GROWTH FY’25 RECURRING REVENUE Avg. Annual Growth $1.1B HIGHLIGHTS 1 Strong post-trade sales highlight demand for global simplification and scalability Continued growth in front office network solutions highlighted by strong demand for our global cross-asset (NYFIX) capability Deploying AI to help clients reduce cost and complexity, including agentic AI in OpsGPT Broadridge distributed ledger repo platform volumes exceed $200 billion per day, making it the leading trading platform for tokenized real assets 2 3 4”