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Agentic 10-K

NASDAQ, INC.NDAQ

AI agent disclosures in SEC filings, deployment confirmed

As of 2026-04-23, NASDAQ, INC. (NDAQ) disclosed AI-agent language in 5 SEC filings since 2025-07-24, including 3 excerpts describing its own deployment of AI agents (source: Agentic 10-K, from SEC EDGAR).

Stage
Scaling
Market cap
$52.1BYahoo Finance, 2026-10-21
First seen
2025-07-24
Latest filing
2026-04-23

Matching filings by quarter

012Q1 '25Q21Q31Q42Q1 '261Q2Q3Q4*
Filings* Quarter in progress

What the filings cover

Functions named

Legal & compliance, Sales & marketing

Vendors and products named

Nasdaq, Nasdaq Verafin, Verafin

Source

5 filings since 2025-01-01. All EDGAR filings (opens in a new tab)

Stage and function are keyword-rule labels, not the company’s words.

In its own words

Sentences copied from the filings, whitespace normalised.

“Verafin expanded its platform capabilities with two strategic partnerships signed during the year, and with the introduction of its Agentic AI Workforce, launched in the third quarter.”

8-KFiled 2026-01-29Confirmed deploymentSource on sec.gov (opens in a new tab)Filing index (opens in a new tab)

“Nasdaq Verafin’s Agentic AI Workforce is gaining traction, with more than 500 clients leveraging the first agents in production.”

8-KFiled 2026-04-23Confirmed deploymentSource on sec.gov (opens in a new tab)Filing index (opens in a new tab)

“Nasdaq Verafin’s Agentic AI Workforce launched its first digital worker earlier this month, the Digital Sanctions Analyst, to all existing clients to address the resource-intensive pain points in daily compliance workflows.”

8-KFiled 2025-10-21Confirmed deploymentSource on sec.gov (opens in a new tab)Filing index (opens in a new tab)

All matching filings

8-K filed 2026-04-23 Filing index (opens in a new tab)

8-K, EX-99.1Filed 2026-04-23

Nasdaq Verafin has over 500 clients using its Agentic AI Workforce agents in production.

“Financial Crime Management Technology continued to drive growth with strong sales execution, strategic partnerships and AI-driven innovation. Nasdaq Verafin added 58 new small-and-medium bank clients during the quarter, representing a 24% increase in new ACV bookings for SMBs over the prior year period. The subdivision had continued momentum with enterprise clients, signing two renewals and one expansion during the quarter, as well as a new Tier 1 cross-sell and an expansion signed early in the second quarter. Nasdaq Verafin’s Agentic AI Workforce is gaining traction, with more than 500 clients leveraging the first agents in production.”

10-K filed 2026-02-12 Filing index (opens in a new tab)

8-K filed 2026-01-29 Filing index (opens in a new tab)

8-K, EX-99.1Filed 2026-01-29

Nasdaq Verafin launched its Agentic AI Workforce in the third quarter.

“Financial Crime Management Technology continued its strong sales momentum while launching new product innovations and capabilities. Nasdaq Verafin delivered another strong quarter of new client signings, adding 119 new small-and-medium bank clients and 3 Enterprise deals. Total Enterprise signings in the year represent over four times both the number of signings and total annualized contract value (ACV) compared to the prior year. Verafin expanded its platform capabilities with two strategic partnerships signed during the year, and with the introduction of its Agentic AI Workforce, launched in the third quarter.”

8-K filed 2025-10-21 Filing index (opens in a new tab)

8-K, EX-99.1Filed 2025-10-21

Nasdaq Verafin launched its first digital worker, the Digital Sanctions Analyst, to clients.

“Innovate – Nasdaq submitted a filing to the U.S. Securities and Exchange Commission (SEC) to facilitate the trading of tokenized securities on its markets by allowing exchange members and investors to trade securities in tokenized form. Nasdaq Verafin’s Agentic AI Workforce launched its first digital worker earlier this month, the Digital Sanctions Analyst, to all existing clients to address the resource-intensive pain points in daily compliance workflows. Nasdaq Verafin also announced a strategic partnership with BioCatch, integrating the behavioral and device intelligence alerts into the workflow of Nasdaq Verafin’s anti-financial crime platform. In Corporate Solutions, more than 800 clients have opted-in to use the AI tools within Nasdaq BoardVantage, reflecting the value of Nasdaq’s product innovations.”

8-K filed 2025-07-24 Filing index (opens in a new tab)

8-K, EX-99.1Filed 2025-07-24

Nasdaq Verafin launched its Agentic AI workforce of digital workers now in beta testing for anti-money laundering workflows.

“Innovate – Nasdaq continues to focus on innovating across the business. In July, Nasdaq Verafin announced the launch of its Agentic AI workforce. This suite of digital workers, now in beta testing, has the potential to address the most resource intensive anti-money laundering workflows. For example, when onboarded into a bank’s alert triage workflow, the Digital Sanctions Analyst automates the screening, documentation and acknowledgement processes, reducing alert review workload requiring human intervention by more than 80%. Beyond AI, Calypso announced a proof of concept that expands its industry-leading collateral management capabilities with digital assets. The use case demonstrates Nasdaq’s ability to integrate on-chain capabilities and help financial institutions manage collateral across asset classes in a more dynamic and efficient manner. Nasdaq became the exclusive distributor of Nasdaq Private Market’s Tape D (R) API in the second quarter to deliver real-time private market data and valuation insights to investors.”